Finance Broking in Practice (FBP) - Finance Assignment Help

Assignment Task

Question

(a) Which software applications would you use to calculate a client’s financial position?

(b) All brokers are required to pass the So Sweet credit guide to their clients. Devise an item on an audit program to prove she does it.

(c) So Sweet requires all new brokers to email a summary of their efforts each week to their mentor. Devise an internal monitoring
program to ensure they do it.

(d) Keeping up with new regulations is vital. Devise a mechanism to ensure the currency of regulatory literature is distributed in a timely
fashion in accordance with organisational policy.

(e) How would you ensure operational procedure is updated to reflect changes to regulation and legislation, including the identification of
implications for product and services?

(f) Research and calculate the cost of implementing triple bottom line principles in an office with no eco policies.

(g) Via email ask if any staff would like to undertake the triple bottom line implementation process as a business opportunity.

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