FSC522 - Anti Money Laundering And Countering Financing of Terrorism Act - FMCA And FTA - Regulatory Framework Case Study - Accounting And Finance Assignment Help

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Assignment Task -

 

Task 1

 

a) Regulated financial advice

Does David give regulated financial advice in this situation? Give  reasons for your answer. 

You are required to: 

State whether or not David gives regulated financial advice in this  situation. 

Cite and explain the relevant section(s) of the Financial Markets  Conduct Act 2020 that supports your view.

 

  b) Privacy Act 2020

David collects personal information from Kate. Does he collect this  personal information in accordance with the privacy principles? 

You are required to: 

Identify the four privacy principles that cover the collectionof  personal information. 

For each of the four principles, illustrate, with reference to the  case study, whether David complies with each principle.

 

c) Optional benefit – hiring a car

Kate is adamant that she made it clear she needed cover for the cost of  hiring a car. Her comments suggest that Aotearoa Insurance may have  breached consumer legislation. Which Act may it have breached and  how? 

You are required to: 

Identify the Act that Aotearoa Insurance may have breached.

Cite the two key sections of the Act that may have been  breached. 

Explain why these two key sections may have been breached.

 

d) Human Rights Act

Kate accuses Aotearoa Insurance of discrimination. Is there any

evidence that Aotearoa Insurance has practised discrimination in its  dealings with Kate? 

You are required to: 

State whether or not Aotearoa Insurance has practised  discrimination in its dealings with Kate. 

Justify your decision with reference to the relevant section(s) of  the Human Rights Act.

 

 

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