Highlights
Research Paper
The research paper is designed to require you to conduct master level research on contemporary ethics in the financial advice sector with reference to the FASEA Code of Ethics. This assessment item has been developed to enhance your skills as an active professional community member who advances the reputation of the financial advice profession in society and contributes to the development of a Financial Planning body of knowledge.
Research requirements
1-Level of detail of assessment of 3 or more components of the FASEA code of ethics as relevant to the research topic.
2-Use of at least 25 academic journal articles to support the key argument of the paper
3-Use of at least 10 government reports/regulations
4-Clarity of the key argument of the paper
5-Communication of financial advice or financial sector structure with relevance to the research paper topic
You should include in your assignment:
1-Introduction
2-Three arguments
3-Conclusion
Given the high standards set by our students in this course, it is expected that final research papers will be worthy of publication in relevant professional publications.
In making decisions regarding how to communicate your argument and the existing literature, refer to the marking rubric. The marking rubric has been designed to help you understand how you can tangibly incorporate the teaching from this course into your specific assessment item. The marking rubric is your best resource regarding any questions you have about this assessment item because it clearly indicates what marks are provided for, and what the top marks look like in each segment of the assessment.
Choosing a topic
You are welcome to choose your own topic
An application of ethical frameworks to financial advice regulation
The definition of a financial advice professional
1-Applying ethical frameworks and the code of ethics to the financial advice industry institutional structure
2-Communication for financial advice professionals to be in line with the code of ethics
3-An analysis of Professional Codes of Ethics (including FASEA and other professions) based on ethical frameworks
4-How financial adviser licensing should look in 2030 in order to align with the code of ethics
6-Issues in leadership in the financial services sector in considering the Code of Ethics
7--How ethical financial advice relationships should be structured considering the Code of Ethics
8-The systemization of ethical business processes in financial advice to align with the Code of Ethics
9-A proposed business process structure for financial advisers to reflect and grow as professionals in alignment with the Code of Ethics
10-A critical evaluation of the FASEA Code of Ethics and Explanatory Notes according to the ethical frameworks
11-The challenge for the robot advice sector to conform with the Code of Ethics and financial advice regulation
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