Risk Management Assessment - Finance Broker - Accounting and Finance Assignment Help

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Assignment Task:

Task:

task requires you to identify and explain two risks under each category in the table below. These risks must directly impact your business as a finance broker and those stakeholders involved both internally and externally to your business. Please note: explaining a risk means that you must explain your answer. For example; just stating ‘’workplace injury’’ does not explain the actual risk you have identified. We would expect to see for example: power cords lying across a workspace that people could trip over, as the identified risk.

a. Using the table below, make a list (minimum of two in each category) of what you perceive to be risks for each of the key risk areas for Finance/Mortgage Industry representatives AND list who would be the internal and external stakeholders in the risk identification process.

 

Task 3 – Case study 1
You have an existing finance broking business which has grown over time. The business has several key staff members including:
? 1 Responsible manager
? 1 Loan processor
? 3 Finance brokers
? 1 Personal assistant/office manager
? 1 Receptionist

 

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